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Attention Investors: The Exchanges & the Depositories have issued a circular advising the Stock Brokers and the Depository Participants to mandatorily update 6 attributes pertaining to KYC of existing clients i.e. a) Name b) Address c) PAN No. d) Valid Mobile No. e) Valid Email Id f) Income details, on or before September 30, 2021. Post which clients Trading and Demat account will liable to be marked as Inactive (Demat account will be Suspended for Debit). In case of an individual client, the Mobile No. and Email Id should belong to client himself/herself or pertain to family members defined as Self, Spouse, Dependent Parents and Dependent Children ONLY. | KYC is one-time exercise while dealing in securities markets- once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. | No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor"s account.
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Attention Investors: Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client |Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly |Pay 20% upfront margin of the transaction value to trade in cash market segment. | Investors may please refer to the Exchange"s Frequently Asked Questions (FAQs) issued vide NSE circular reference NSE/INSP/45191 dated July 31, 2020, NSE/INSP/45534 dated August 31, 2020, BSE notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard. | Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
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Equity & Equity Derivatives Ideal for investors and traders, we offer Equity and Equity Derivatives trading as well as research based services to our clients taking into consideration their investment profile and risk appetite.
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Discretionary PMS Ideal for clients whose busy schedule does not permit them to track the markets actively, Discretionary PMS enables management of investments in a guided, hassle-free and transparent manner.
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Margin Trade Financing We facilitate our clients investing in exchange traded securities to avail loans to fulfill their settlement obligations of NSE and/or BSE or any other designated exchange(s) that maybe applicable.
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Currency With the currency derivative platform we assist our clients to hedge foreign exchange risk in a dynamic and volatile global environment by locking the future currency rates.
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Commodity Commodities helps hedge against inflation and buy a piece of global demand growth. We provide a seamless execution platform where trading decisions are backed by sound research in commodities.
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Loan Against Securities Enables clients to avail liquidity against investment securities without the need to actually sell them. Loans can be availed for a portfolio of investments including shares, mutual funds and bonds.
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Exchange Traded Funds Exchange Traded Funds are essentially Index Funds that are listed and traded on exchanges like stocks. Using qualitative and quantitative assessment techniques, we assist our clients in picking and monitoring a viable portfolio strategy.
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Stock Lending and Borrowing Mechanism Clients who wish to lend or borrow stocks on a temporary basis are facilitated through an anonymous trading platform of the Exchanges with the mitigation of risk by the clearing corporations.
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Loan Against Property Clients have the opportunity to make the most of the economic worth of their property without giving away ownership. This allows unlocking the value of their investment by using their property as collateral to avail loans.
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Depository Services Demat Account is an account that holds the investors securities such as shares, debentures, mutual fund, ETF’s etc. in a dematerialised or an electronic form. Our depository services enable our clients a smoother and hassle free trading experience.
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Mutual Funds With a vast experience and strong delivery network, we are one of the prominent distributors of mutual funds. With our expertise and intensive selection process, in simplifying and yet constructing an effective mutual fund portfolio
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ESOP Financing Our ESOP funding offering enables clients to avail an aggregate loan amount upto a defined percentage of current market price of the shares of the company issuing the ESOP.
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IPO Financing We facilitate our clients’ application for equity shares offered in the IPO by advancing a loan at competitive terms against an upfront margin, thereby allowing them to partake in profits wherever companies bear good prospects.
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Broker Financing This offering is extended to existing brokers to fulfill their working capital requirements by using their existing investments as collateral. More than 500 stocks are approved to cater to the extensive needs of the brokers.
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Fixed Income We distribute various fixed income products like fixed deposits, bonds for investments by your clients who are interested in a steady income stream but want to indulge in low-risk products.
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Equity Public Offerings We facilitate the participation of its clients in various Equity Public Offerings (IPOs and FPOs) so as to increase the potential of short term and long term gains.
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Structured Products Apt for investors and traders alike, we offer tailor-made integrated product solutions with the ability to tailor their returns to provide capital growth, income or a combination.
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Alternative Investment Funds An investment vehicle for clients who prefer investments in non-traditional options such as real estate, private equity, hedge funds, etc.
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Advisory PMS Exclusively designed for high networth individuals and corporates having large direct equity portfolios. Adopting a consultative approach with the Client.
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Investment Banking & Corporate Finance We present our Investment Banking and Corporate Finance services through our Group Company, who has pioneered several award winning innovations in the Indian capital markets in areas of capital structuring.
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Estate Planning We aim to ensure that the benefits of the estate reach our clients’ intended beneficiaries in line with a seamless succession plan and orderly dispensation of the estate through well prescribed wills and trusts.
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JM Financial Ltd.
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JM Financial Services Ltd.Corporate Identity Number: U67120MH1998PLC115415Website: www.jmfinancialservices.inCorp. Off.: 5th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025. Tel.: (022) 6704 0404. Fax: (022) 6704 3139.Regd. Off.: 7th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025. Tel.: (022) 6630 3030. Fax: (022) 6630 3223.Compliance Officer: Manishkumar Sabu, Tel: (022) 4505 7400, Email:
[email protected] Broker - INZ000195834 (NSE Membership No. 10548 | BSE Membership No. 325 | MSEI Membership No. 58300 | MCX Membership No. 56555 | NCDEX Membership No. 1282) NSDL - IN-DP-NSDL-241-2004 CDSL - IN-DP-CDSL-236-2004 Research Analyst - INH000001196 PMS - INP000000621 AMFI - ARN0002 Investment Adviser - INA000012351. JM Financial Commtrade Ltd.Corporate Identity Number: U51100MH2005PLC153110Website: www.jmfinancialservices.inCorp. Off.: 5th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025. Tel.: (022) 6704 0404. Fax: (022) 6704 3139.Regd. Off.: 7th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai - 400 025. Tel.: (022) 6630 3030. Fax: (022) 6630 3223.Compliance Officer: Kulwant Kaur Arora, Tel: (022) 4505 7294, Email:
[email protected] - INZ000045230 MCX Membership No. 29035, FMC UMC Code: MCX/TCM/CORP/0731 NCDEX Membership No. 00669, FMC UMC Code: NCDEX/TCM/CORP/0435
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Attention Investors: 1. a) Beware of fixed/guaranteed/regular returns/capital protection schemes. Stock Brokers (Brokers/Members) or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities/commodities given to the Broker under any arrangement/agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. b) Do not keep funds idle with the Stock Broker, Please note that your Stock Broker Stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities/commodities, without any transaction on the Exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. | 2. Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section. | 3. Don"t ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. | 4. Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy. | 5. Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.
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DION
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CMOTS
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